| |
|
| 1 |
Regulation on regulated entity’s database |
| 2 |
Establishment procedures of private investment fund, regulation for registering the founding documents |
| 3 |
Regulation on activities of the regulated entities in securities market |
| 4 |
Regulation on licensing to undertake regulated activities in the securities market |
| 5 |
Regulation on special licensing for investment management activities |
| 6 |
Regulation on establishment of mutual investment fund and licensing for undertaking mutual investment fund operation |
| 7 |
Regulation on custodian licensing and custodian services |
| 8 |
Regulation on registration of securities” Appendix-2 |
| 9 |
Regulation on registration of securities” Appendix-1 |
| 10 |
Regulation on securities registration |
| 11 |
Frc securities registration last |
| 12 |
Corporate governance code of mongolia |
| 13 |
Regulation on delivering the notifications on shareholders meeting |
| 14 |
Guidelines on keeping and maintaining accounts record form |
| 15 |
Recalculating regulatory levies collected from licensed securities market participants |